Notifications of Major Interest in Shares

Notifications of Major Interest in Shares

Reports & Filings

Full Name of person(s) subject to the notification obligation Full Name of Shareholder(s) Date of event Date of notification to Dialog Semiconductor Threshold(s) that is/are crossed or reached* Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of Shares Number of Voting Rights Number of shares Number of voting rights that may be acquired if the qualifying financial instrument is exercised/converted Number of voting rights % of voting rights
Direct Indirect Direct* Indirect*
Deutsche Asset Management Investment GmbH   14 November 2016 16 November 2016 Below notifiable threshold  3,918,622 3,918,622            
Waddell & Reed Financial, Inc. Waddell & Reed Investment Management Company
Ivy Investment Management Company
11 November 2016 14 November 2016 Below 3% 2,321,421 2,321,421 2,236,400   2,236,400 0 2.92% 0
Black Creek Investment Management Inc. Black Creek Absolute Return Fund Black Creek Global Balanced Fund Black Creek Global Balanced Corporate Class Black Creek International Equity Fund Comcast Corporation Retirement Investment Plan International Equity Alpha Corporate Class Select International Equity Managed Fund Select International Equity Managed Corporate Class 11 October 2016 12 October 2016 Below 3% 2,302,401 2,302,401 0   0 2,212,401 0 2.89%
Black Creek Investment Management Inc. Black Creek Absolute Return Fund Black Creek Global Balanced Fund Black Creek Global Balanced Corporate Class Black Creek International Equity Fund Comcast Corporation Retirement Investment Plan International Equity Alpha Corporate Class Select International Equity Managed Fund Select International Equity Managed Corporate Class 30 September 2016 06 October 2016 Above 3% 2,296,501 2,296,501 0   0 2,296,501 0 3.001%
Black Creek Investment Management Inc. Black Creek Absolute Return Fund
Black Creek Global Balanced Fund 
Black Creek Global Balanced Corporate Class
Black Creek International Equity Fund
Comcast Corporation Retirement Investment Plan
International Equity Alpha Corporate Class
Select International Equity Managed Fund
Select International Equity Managed Corporate Class
28 September 2016 29 September 2016 Below 3%  2,441,693 2,441,693 0   0 2,329,072 0 2.99%
FMR LLC FIAM LLC
Fidelity Institutional Asset Management Trust Company
Fidelity Management & Research (Hong Kong) Limited
FMR Co., INC
FMR Investment Management (UK) Limited
Fidelity Management Trust Company
08 September 2016 09 September 2016 5%  Below 5% Below 5% 3,935,558     3,935,558   5.05%
Norges Bank   13 June 2016 16 June 2016 Above 3% 2,333,761 2,333,761 2,337,721   2,337,721   3.0022%  
Deutsche Bank AG   8 December 2015 15 December 2015 Below notifiable threshold 3,898,163 3,898,163 Below notifiable threshold   Below notifiable threshold N/A Below notifiable threshold N/A
Black Creek Investment Management Inc. Black Creek Absolute Return Fund Black Creek Global Balanced Fund Black Creek Global Balanced Corporate Class Black Creek International Equity Fund Comcast Corporation Retirement Investment Plan International Equity Alpha Corporate Class Select International Equity Managed Fund Select International Equity Managed Corporate Class 16 February 2016 17 February 2016 Above 3% 2,305,98 6 2,305,98 6       2,358,20 1   3.03%
The Goldman Sachs Group, Inc.  Goldman Sachs International
Goldman, Sachs & Co. 
Goldman Sachs Asset Management L.P. 
17 December 2015 22 December 2015 Below 3%  964,468 964,468       Below 3%   Below 3%
The Goldman Sachs Group, Inc.  Goldman Sachs International
Goldman, Sachs & Co. 
Goldman Sachs Asset Management L.P.
3 December 2015 7 December 2015 Below 5% 1,874,264 1,874,264       1,844,003   2.37%
The Goldman Sachs Group, Inc.  Goldman Sachs International
Goldman, Sachs & Co. 
Goldman Sachs Asset Management L.P. 
2 December 2015 4 December 2015 Above 6%  1,268,819 1,268,819       1,874,264   2.41%
Deutsche Bank AG N/A 2 December 2015 4 December 2015 Above 5% Below notifiable threshold Below notifiable threshold 3,411,604   3,411,604 N/A 4.38% N/A
Citigroup Global Markets Limited  N/A 3 December 2015 7 December 2015 5% 5,835,053 5,835,053 2,384,873   2,384,873   3.0628%  
BNP PARIBAS INVESTMENT PARTNERS S.A.  BNP PARIBAS INVESTMENT PARTNERS S.A. 
acts as discretionary investment manager for segregated clients and funds.
06/10/2015 07/10/2015 Below 3% 2,515,149 2,345,431 2,416,816     2,254,032   2.89%
Arrowgrass Capital Partners LLP Arrowgrass Master Fund Limited
Arrowgrass Customised Solutions 1 Limited
27 November 2015 27 November 2015 3% and 4% 3,300,000 3,300,000       2,300,000   2.95%
Citigroup Global Markets Limited Citigroup Global Markets  Limited 26 November 2015 30 November 2015 7% 3,022,214 3,022,214 3,051,779   3,051,779 0 3.9192%  
The Goldman Sachs Group, Inc.  Goldman Sachs International
Goldman, Sachs & Co. 
Goldman Sachs Asset Management L.P. 
26 November 2015 30 November 2015 Above 5%  Below 3% Below 3%   3,134,148   1,268,819   1.63%
Arrowgrass Capital Partners LLP Arrowgrass Master Fund Limited; Arrowgrass Customised Solutions 1 Limited 11 November 2015 13 November 2015 3% and 4% 2,300,000 2,300,000 N/A   N/A 3,300,000 N/A 4.24%
Deutsche Asset & Wealth Management Investment GmbH N/A 14 October 2015 21 October 2015 Above 5% Below 3% Below 3% 3,918,622   3,918,622 N/A 5.03% N/A
BNP Paribas Investment Partners S.A. BNP Paribas Investment Partners S.A. acts as discretionary investment manager for segregated clients and funds 22 September 2015 23 September 2015 Above 4% 3,151,343 3,252,522       3,072,437   3.93%
BNP Paribas Investment Partners S.A. BNP Paribas Investment Partners S.A. acts as discretionary investment manager for segregated clients and funds 21 August 2015 24 August 2015 Above 4% 3,297,222 3,099,115 3,313,990     3,115,883   4.0%
BNP Paribas Investment Partners S.A. BNP Paribas Investment Partners S.A. acts as discretionary investment manager for segregated clients and funds 23 July 2015 24 July 2015 Below 4% 3,295,568 3,115,824 3,295,568     3,114,486   3.9998%
Kleinwort Benson (Jersey) Trustees Limited N/A 28 May 2015 29 May 2015 3% 2,834,015 2,834,015 2,120,440   2,120,440   2.98%  
Waddell & Reed N/A 5 February 2015 9 February 2015 Below 4% 3,002,938 Above 4% 2,726,671   2,726,671 0 3.84% 0
Waddell & Reed N/A 2 February 2015 3 February 2015 Below 5% 3,584,653 Above 5% 3,342,653   3,342,653
 
0 4.70%  0
Waddell & Reed N/A 28 January 2015 30 January 2015 Below 6% 4,402,813 Above 6% 4,107,959   4,107,959 0 5.78% 0
BNP Paribas Investment Partners S.A. BNP Paribas Investment Partners S.A. acts as discretionary investment manager for segregated clients and funds 23 January 2015 26 January 2015 Above 4% 2,977,019 2,819,550 3,028,066     2,869,726   4.04%
Kleinwort Benson (Jersey) Trustees Limited  N/A  18 November 2014 18 November 2014  Below 4% Above 4% Above 4% 2,828,860    2,828,860   3.98%  
BNP Paribas Investment Partners S.A. BNP Paribas Investment Partners S.A. acts as discretionary investment manager for segregated clients and funds 2 October 2014 3 October 2014 Above 3% 1,577,554 1,417,170 1,785,949 514,005    2,139,570   3.01%
Black Creek Investment Management Inc. N/A 2 October 2014 3 October 2014 Below 3% 2,305,034 2,305,034       2,089,883   2.94%
Black Creek Investment Management Inc. N/A 21 May 2014 23 May 2014 Below 5% 3,561,455 3,561,455        3,482,253     4.90%
Deutsche Bank N/A 7 May 2014 9 May 2014 Below 3%  1,954,487              
Waddell & Reed N/A 2 April 2014 11 April 2014 Above 6%   Above 3% 4,393,821   4,393,821 0 6.18% 0
Kleinwort Benson (Jersey) Trustees Limited N/A 1 April 2014 1 April 2014 Above 5% Above 3% Above 3% 4,171,705   4,171,705 0 5.87% 0
Deutsche Bank N/A 10 March 2014 12 March 2014 Above 7% 1,493,023 1,493,023 1,880,238   328,224 1,552,014 0.48% 2.24%
Kleinwort Benson (Jersey) Trustees Limited N/A 24 February 2014 25 February 2014 Below 3% Above 3% Above 3% 2,009,689   2,009,689 0 2.95% 0
Norges Bank N/A 24 January 2014 27 January 2014 Below 3% 2,049,745 2,049,745 2,041,314   2,041,314 0 2.99% 0
Deutsche Bank N/A 20 December 2013 26 December 2013 Below 7% 1,299,187 1,299,187 1,493,023   851,809 641,214 1.25% 0.94%
Deutsche Bank N/A 4 December 2013 6 December 2013 Above 7% 1,339,981 1,339,981 1,299,187   414,473 884,714 0.61% 1.30%
Deutsche Bank N/A 27 November 2013 3 December 2013 Below 7% 2,030,655 2,030,655 1,339,981   455,267 884,714 0.67% 1.30%
Deutsche Bank N/A 15 November 2013 19 November 2013 Below 9% 3,412,511 3,412,511 2,085,248   521,619 1,563,629 0.77% 2.30%
Deutsche Bank N/A 13 November 2013 15 November 2013 Below 9% 6,803,948 6,803,948 5,924,062   521,619 5,402,443 0.77% 7.94% 
Norges Bank N/A 12 September 2013 19 November 2013 Below 4% 2,803,243 2,803,243 2,715,345   2,715,345 0 3.99% 0
Deutsche Bank N/A 29 Aug 2013 02 September 2013  Below 10% 3,417,011 3,417,011 3,412,511   849,397 2,563,114 1.24% 3.77%
Deutsche Bank AG N/A 28 Aug 2013 29 August 2013 Above 10% 3,049,903 3,049,903 3,417,111   853,897 2,563,114 1.25% 3.77%
Black Creek Investment Management, Inc N/A 8 July 2013 9 July 2013 Above 5% 2,061,158 2,061,158 3,488,384   3,488,384 0 5.12% 0
Deutsche Bank AG N/A 13 Jun 2013 17 June 2013 Above 9% 2,222,969 2,222,969 3,199,288   724,488 2,474,800 1.06% 3.64%
Norges Bank N/A 27 May 2013 28 May 2013 Above 4% 2,704,325 2,704,325 2,743,836   2,743,836 0 4.03% 0
Black Creek Investment Management, Inc N/A 27 Mar 2013  3 April 2013  Below 3%  2,003,456  2,003,456  2,061,158    2,061,158  0  3.03%  0
Deutsche Bank AG N/A  25 Mar 2013  27 Mar 2013  Below 8%  2,217,137  2,217,137  2,222,969    839,269  1,383,700  1.23%  2.03%
Deutsche Bank AG N/A  22 Feb 2013   26 Feb 2013  Below 9% 3,203,737   3,203,737  2,217,137   767,437  1,499,700  1.13%   2.13%
Deutsche Bank AG  N/A 20 Feb 2013  22 Feb 2013  Below 10%  3,829,659  3,829,659  3,163,737    792,037  2,371,700  1.16%  3.48%
The Capital Group Companies, Inc  See schedule A  17 Jan 2013  29 Jan 2013  Below 3%  2,502,586  2,502,586  0    0  1,899,961  0  2.7912%
Deutsche Bank  N/A 18 Jan 2013  22 Jan 2013  Above 10%  2,783,445  2,783,445  3,829,659    636,253  3,193,406  0.93%  4.69%
The Capital Group Companies, Inc  See schedule A 15 Jan 2013 16 Jan 2013   Below 4%  3,023,807  3,023,807  0    2,556,003  0  3.755%
Kleinwort Benson (Jersey) Trustees (2011) Limited as Trustee of the Dialog Semiconductor plc Employee Benefit Trust  N/A 09 Nov 2012 12 Nov 2012  4% Above 4%  Above 4%  2,719,002    2,719,002  0  3.99%  0%
Deutsche Bank N/A  26 Oct 2012  30 Oct 2012  Above 9%  2,924,930  2,924,930  2,957,593    895,121  2,062,472  1.31%  3.03%
Deutsche Bank AG N/A  19 Oct 2012 23 Oct 2012  Below 9%  3,208,420  3,208,420 2,924,930    901,758  2,023,172  1.32%  2.97%
Deutsche Bank AG N/A  05 Oct 2012   09 Oct 2012  Above 9%  2,299,595  2,299,595  3,208,420    1,047,363  2,161,057  1.54%  3.17%
The Capital Group Companies, Inc See Schedule A 02 Oct 2012   03 Oct 2012  5%  3,490,823  3,490,823  0    0 3,290,443   0 3,290,443 
The Capital Group Companies, Inc See Schedule A  27 Sep 2012 28 Sep 2012  6%  4,251,700  4,251,700  0    0  3,958,075  0  3,958,075
The Capital Group Companies, Inc Capital Research and Management Company  03 Sep 2012  04 Sep 2012  Above 6%  4,344,000  4,344,000  0    0 4,344,000   0 4,344,000 
Deutsche Bank AG N/A  23 Aug 2012  28 Aug 2012  Above 8%  2,001,892  2,001,892  2,299,595    445,838  1,853,757  0.69%  2.85%
X-Fab Semiconductor Foundries AG  N/A  07 Aug 2012  07 Aug 2012  3% 2,782,965 2,782,965 less than 3%   less than 3% less than 3%    less than 3%  less than 3%
Kleinwort Benson (Jersey) Trustees (2011) Limited as Trustee of the Dialog Semiconductor plc Employee Benefit Trust  N/A 15 Jun 2012   25 Jul 2012   5%   Above 5% Above 5% 3,393,059     4.98%  0%  3,393,059  0%
Capital Research and Management Company Capital Research and Management Company 20 Mar 2012 21 Mar 2012 Above 5% 3,279,222 3,279,222 0   3,560,796 3,560,796 0 5.2312%
Kleinwort Benson (Jersey) Trustees (2011) Limited as Trustee of the Dialog Semiconductor plc Employee Benefit Trust Kleinwort Benson (Jersey) Trustees (2011) Limited as Trustee of the Dialog Semiconductor plc Employee Benefit Trust 07 Mar 2012 09 Mar 2012 3%, 4% and 5% below 3% below 3% 4,072,757   4,072,757 0 5.98% 0%
UBS Investment Bank UBS AG London Branch 15 Aug 2011 17 Aug 2011 Below Notifiable Threshold 2,558,278 2,558,278 Below Notifiable Threshold   Below Notifiable Threshold Below Notifiable Threshold Below Notifiable Threshold Below Notifiable Threshold
The Dialog Semiconductor plc Employee Benefit Trust N/A 01 Aug 2011 12 Aug 2011 3% 2,023,763 2,023,763 1,927,224   1,927,224 0 2.96% 0%
UBS Investment Bank UBS AG London Branch 12 Jul 2011 14 Jul 2011 4% 2,125,265 2,125,265 2,682,646   2,682,646 - 4.12% -
RHJ International SA Kleinwort Benson Group Limited Kleinwort Benson Channel Islands Holdings Limited Grange Nominees Limited 01 Jun 2011 03 Jun 2011 5% n/a n/a     - 4,739,691 - 7.28%
(1) Discovery Capital Management LLC (2) Robert Citrone - Discovery Global Opportunity Master Fund Ltd - Quantum Partners LDC - Discovery Global Focus Master Fund Ltd 23 Nov 2010 03 Dec 2010 5% Below 3% Below 3% -   - (1) 3,595,598 (2) 3,647,798 (includes (1) above) - (1) 5.52 (2) 5.60 (includes (1) above)
Deutsche Bank AG   09 Jun 2010 10 Jun 2010 Below 5% Aggregated (Shares and Asset Management Holding) 3,293,623 3,293,623 Below 3%   Below 3% Below 5% Below 3% Below 5%
Deutsche Bank AG   03 Jun 2010 07 Jun 2010 5% Aggregated (Shares and Asset Management Holdings) Below 3% Below 3% 3,293,623   142,329 3,151,294 Below 0.219% 4.843%
Adtran, Inc. N/A 21 Apr 2010 28 Apr 2010 3% 1,912,960 1,912,960 1,782,960   1,782,960 0 3% 0
The Dialog Semiconductor plc Employee Benefit Trust, Jersey N/A 28 Feb 2010 11 Jun 2010 3% 1,233,691 1,233,691 4,733,691   4,733,691 0 7.27% 0%
Deutsche Bank AG   26 Feb 2010 01 Mar 2010 3% 3,142,912 3,142,912 Below 3%   Below 3% Below 3% Below 3% Below 3%
Deutsche Bank AG Deutsche Bank AG 17 Feb 2010 18 Feb 2010 3%, 4%, 5% Below 3% Below 3% 3,142,912%   1,880,862 1,262,050 3.05% 2.05%
The Goldman Sachs Group, Inc Goldman, Sachs & Co. Goldman Sachs International 29 Jan 2010 02 Feb 2010 Below 3% 2,174,758 3.53%            
The Goldman Sachs Group, Inc. Goldman, Sachs & Co. Goldman Sachs International 27 Jan 2010 29 Jan 2010 3%   Below 3%       2,174,758   3.53%
X-FAB Semiconductor Foundries AG N/A 25 Jan 2010 28 Jan 2010 5% 2,028,828 2,028,828 2,028,828   2,028,828 0 3.295 0
Capital Group International, Inc N/A 27 Nov 2009 30 Nov 2009 Below 3% 1,884,864 1,884,864     0 1,884,864 0 2.9964%
Capital Group International, Inc N/A 05 Nov 2009 06 Nov 2009 Below 4% 2,520,264 2,520,264     0 2,413,264 0 3.9196%
Deutsche Bank AG Deutsche Bank AG 29 Oct 2009 02 Nov 2009 5% 3,577,740 3,577,740 below 3%   below 3%   below 3%  
Capital Group International, Inc. N/A 02 Oct 2009 05 Oct 2009 below 5% 3,036,013 3,036,013     0 2,857,096 0 4.9202%
Capital Group International, Inc. N/A 01 Oct 2009 02 Oct 2009 below 6% 3,061,013 3,061,013     0 3,036,013 0 5.2283%
JPMorgan Asset Management Holdings Inc. JPMorgan Asset Management (UK) Limited 30 Sep 2009 06 Oct 2009 5% upwards Below 5% Below 5% 0   0 4,414,925 0 7.60%
Allianz Global Investors Kapitalanlagegesellschaft mbH N/A 30 Sep 2009 02 Oct 2009 5%         2,370,617 0 4.08% 0%
Deutsche Bank AG Deutsche Bank AG, Deutsche Asset Management Investmentgesellschaft mbH, Deutsche Asset Management (Japan) Limited, Deutsche Investment Americas, DWS Investment GmbH, DWS Investment S.A., Luxembourg, DWS Trust Company 14 Sep 2009 16 Sep 2009 6%-7% 2,503,370 2,503,370 3,393,109   731,909 2,661,200 1.59 5.78
Allianz Global Investors Kapitalanlagegesellschaft mbH N/A 11 Sep 2009 21 Sep 2009 5% below 5% below 5% 2,414,571   2,414,571   5.24  
Capital Group International Inc Capital Group International Inc 25 Aug 2009 26 Aug 2009 9%-8% 3,885,264 3,885,264 3,660,264     3,660,264   7.9
X-FAB Semiconductor Foundries AG X-FAB Semiconductor Foundries AG 20 Aug 2009 20 Aug 2009 6% 1,845,651 1,845,651 2,845,651   2,845,651   6.2  
Apax (OCS) Nominees Ltd Apax (OCS) Nominees Ltd 05 Aug 2009 06 Aug 2009 14.2%-0% 6,543,839 6,543,839 0   0   0.0 0.0
X-FAB Semiconductor Foundries AG X-FAB Semiconductor Foundries AG 30 Jul 2009 30 Jul 2009 4% 1,383,306 1,383,306 1,845,651   1,845,651   4.0  
Apax Germany II L.P. Apax Germany II L.P. 10 Jul 2009 16 Jul 2009 4.1%-0% 1,916,954 1,916,954 0   0   0.0 0.0
Adtran, Inc. N/A 25 Jun 2009 28 Apr 2010 5% 2,520,960 2,520,960 2,120,960   2,120,960 0 4,6% 0
Capital Group International Inc Capital Group International Inc 24 Jun 2009 25 Jun 2009 9% 4,188,064 4,188,064 3,885,264     3,885,264   8.4
Capital Group International Inc Capital Group International Inc 18 May 2009 19 May 2009 10% 4,610,770 4,610,770 4,433,489     4,433,489   9.6
X-FAB Semiconductor Foundries AG X-FAB Semiconductor Foundries AG 13 Feb 2009 20 Feb 2009 3% 0.000 0.000 1,383,306   1,383,306   3.0  

*In conformity with the Financial Conduct Authority's Disclosure and Transparency Rules 5.6.1R, Dialog announced that as of 30 April 2015, the Company's capital consists of 77,865,955 ordinary shares of 10 pence each. % of voting rights and threshold(s) crossed from that day forward is computed using that new number of ordinary shares. (ISIN GB0059822006)

Further information

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Jose Cano

+44 (0) 1793 756 961

 

Head of Public Relations

Lauren Ofstedahl

+1 408 845 8500

Financial PR/IR Advisers

FTI Consulting – London

Matt Dixon

+44 (0)20 7831 3113

 

FTI Consulting – Frankfurt

Anja Meusel

+49 (0)69 9203 7120